Stockbrokers require a robust and agile professional indemnity product to support them in navigating the daily tumult of the marketplace, interpreting longer-term opportunities, and advising clients on financial risks and rewards. Arm yourself with the knowledge you’re protected against alleged negligence, error or omission
Nadic has access to professional indemnity cover specifically written to address the risk exposures inherent in operating in capital markets. We are a leading insurance broker for the financial industry.
Breach of client investment agreement
Mismanagement of funds resulting in underperformance
Breach of disclosure rules
Failure to disclose conflicts of interest
Failure to execute client orders timely or accurately
Agents acting outside of their authority
Misleading or deceptive research reports
Unit pricing errors Adequate cover is necessary for a firm’s financial integrity and investor protection within the highly dynamic securities industry. We can provide risk management services that cover a brokerage’s exposures beyond professional risks, including:
At Nadic, we understand that every client is unique; our brokers listen to our clients to understand what’s important before tailoring best-fit risk management and insurance plan.
We deliver results for our stock broking clients by personally-brokering each insurance contract with several specialist insurers, all of whom have in-house legal claims management expertise. Nadic is dedicated to providing easy-to-understand and streamlined premium options for the securities industry.
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Professional indemnity
Business Insurance
Group risk and employee benefits
Cyber risk for SMEs
